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Despite their extreme importance, few companies use a good compliance program because they do not believe that it is necessary, and that is where they are wrong. Several current scandals around the country’s companies, such as the JBS leniency agreement, show that with a good compliance program this type of crime can decrease considerably. The leniency agreement is the “Awarded Deliberation” of the Legal Entities.

According to the Consultor Jurídico Magazine, “the leniency agreement makes it convergent to mandatory adoption of compliance programs.” This statement makes explicit that companies that have undergone ethical problems will not be extinguished and can return to the exercise, but assuming their social and dignified commitments to society. Companies will control more closely what goes on internally to avoid damaging their image and reputation.

The Anti-Corruption Law, which has a little more than 3 years, has led organizations to seek greater internal control and rules of conduct because it would link to reducing future fines in cases of irregularities.

 

Why do not compliance programs often get off the ground?

 

According to José Compagno, Latin America’s leading partner in EY’s Fraud and Disputes Investigation Service, “Compliance structures that exist formally but do not work in practice is something I come across every day at work.” The companies that went through the scandals could not close their entire scheme to create a program because it would make it impossible to continue the irregularity. At that time, the law did not have as much influence on companies.

However, the presence of a strong regulatory framework with enforcement actions and the dissemination of punishments cause the market and companies to undergo changes. Aiming to qualify Brazilian professionals, the American Chamber of Commerce recently organized an event called “1st Brazilian compliance mission in the US”. This shows that the Brazilian administrators are looking for information and improvement to prevent this type of situation from repeating itself.

 

Why have a good compliance program?

 

The clearest reason is that the company will avoid future problems related to corruption, tax evasion, fraud, among others. It is extremely necessary for top management to understand that a good compliance program is a necessary strategic action and that it is three times cheaper to invest in it than not to implement it.

 

What is the solution to implement a good compliance program?

 

First, you should seek to analyze and systematize all of your company’s most fraud-sensitive business rules and procedures, and this is not an easy task. Mapping these procedures, stipulating the rules and putting them on paper is a first step. You can make this effort internally or look for compliance specialists in the market to lead you to design a program that fits your company’s reality.

To help you get started organizing, there is a package of 10 integrity policy documents containing some procedures and codes of conduct to serve as a basis for getting you started.

 

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Click Compliance is a compliance and governance management software that aims to control the acceptance of your company’s employees regarding the policies and documents that are or can be made available. Over the next few weeks we´ll talk about the features and their applications. Click Compliance was thought as a tool capable of protecting the legal entity from any illegal act practiced by employees, resellers, suppliers or partners.

How does it work?

 

From the moment the employee acceptance is given, they are demonstrating to the compliance management software that they have read and are in compliance with the policy stipulated by itself and by the accompanying document. In this way, if the employee takes any illegal action that violates the company’s code of ethics, the company will be held individually responsible for its actions.

 

Permission

 

User Profiles

 

In the administrative part of Click Compliance, there are 3 user profiles. The first one is the administrator itself. It is responsible for some important functions like having full access to the software settings. In addition, it is also responsible for submitting alerts in cases such as release of new policies or versions, user inclusion at the hearing, policy approval and policy acceptance. These alerts can be configured to be sent on specific dates and how many reminders will be sent.

The second profile is the publisher profile. Each area has editors who are responsible for creating policies and documents. The areas are created to facilitate and set up the structure of reviewing permissions.

Once developed, the documents and policies go through the approval workflow. Hence, the third profile appears, which is that of the approver. It is responsible for approving the documents and policies that will be made available to end users. In addition, they are also responsible for approving content created by publishers.

For a policy or document to be approved for the end user, they must pass through hierarchy levels. That is, as soon as the first level approves, it passes to the second until the last level that will be responsible for making the policies and documents available to the end user.

Do you wanna know how Click Compliance works in practice? Schedule a 30-minute demo with us that will clarify all the nuances of the software!

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Integrity policies, in Lava Jato times, are one of the biggest concerns for companies to protect themselves from future problems that can lead to image and reputation damage, and, of course, lawsuits and fines that impact business results.

 

Integrity Policies and Anti-Corruption Law

 

It is within this scenario that the Anti-Corruption Law was created with the objective of creating new parameters of business behavior in the public-private relationship, demanding from the companies ethical responsibility and internal integrity policies that can be used to control the business involving the accountability of employees, suppliers, distributors in addition to senior management and the partners themselves.

Justice has become rigid with an unwavering character to seek these practices remain in the past and that all the business environment understand that “jeitinho brasileiro” is unacceptable in corporate ethical relations and should be a relegated expression to the past.

Based on this, Marcelo Erthal, CEO of Ímpeto and Rafael Mendes of Chediak Advogados saw their demand for this type of solution increase, as numerous companies started looking for people specialized in the subject to organize their Compliance structures.

In this article for Estadão, both of them offer their insight on the subject and discuss the opportunities that technology can bring and the benefits of that fact. Several business owners make it clear that corruption is one of the main risks that any company can face and with that, knowing what steps they have to take to avoid this problem is very important.

The big advantage of hiring specialized people in the subject is that the biggest difficulty for companies is to know what step to take to start implementing a Compliance program and what may be more appropriate for their reality. At that time, IT is an important ally to deal with the myriad demands generated by the implementation of integrity policies in the company.

Read this article published in Estadão and understand why this subject is being discussed so often in organizations.

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Starting this month, Click Compliance can be purchased through a Microsoft Azure subscription. The process is simple, and in this post we’re going to show you the step-by-step.

What is an Azure subscription?

Azure is Microsoft’s cloud platform, where you can find all of Microsoft’s domestic and corporate applications. In other words, if you have a hotmail e-mail address, an Xbox or if you use Office 365 at work, you’re already na Azure user!

Azure is comercialized as a subscription in which you pay for what you consume. What you consume can be one of the platform’s many available services, like servers, data bases, artificial intelligence algorithms and, more recently, business applications. And Click Compliance is one of the first business apps that can be activated through Azure!

Today, 60% of the corporate market has some contract with Microsoft that includes Azure consumption credits. In other words, it’s very likely that your company is already an Azure client!

What does this mean to me, as a compliance officer?

It’s much easier to hire ClickCompliance! It’s versatile, and can now be purchased in just a few clicks!Check if your IT has an Azure signature and use it to activate the software following this step-by-step:

1) After authenticating yourself in the Azure portal, search for ClickCompliance:

Azure portal

2) Fill out the information, and after clicking accept you will be directed to a settings screen in ClickCompliance:

ClickCompliance

3) You’re done! Now all you have to do is wait for the settings to be ready and start using ClickCompliance!


Ready for use

Active service in Azure

It’s that simple! The whole burocratic aquisition process (contract, invoices, payment) is already part of the Azure signature that your IT hired. The ClickCompliance service can be activated or cancelled at any time. You can also try the software in an Appsource demo account (Microsoft Marketplace) or schedule a demonstration.

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